Laskey B. Talbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laskey Britt Talbert was a registered financial professional .
Laskey is a previously registered financial professional and started their career in finance in 1979. Laskey had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 28, 1984 - February 4, 1985
THE PENNSYLVANIA GROUP, INCORPORATED
June 13, 1984 - November 19, 1984
GREAT AMERICAN FINANCIAL NETWORK, INC.
November 18, 1983 - November 30, 1984
LOWRY FINANCIAL SERVICES CORPORATION
November 3, 1982 - November 25, 1983
LEHMAN BROTHERS INC.
November 12, 1981 - December 21, 1982
MORGAN STANLEY DW INC.
August 11, 1980 - October 21, 1983
ALEX. BROWN & SONS INCORPORATED
February 1, 1979 - September 11, 1980
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PENNSYLVANIA GROUP, INCORPORATED
CRD#: 5402 / SEC#: , 8-32131
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUFORD, ANTHONY ABE JR | PRESIDENTAND CEO, DIRECTOR AND CFO AND CCOCHIEF COMPLIANCE OFFICER | 34823 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
