Marlowe Allenbright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlowe Allenbright, who also goes by Margo Louis Reuter, Margo Louise Reuter, Margo Reuter, Margo Louise VIola, Margo Louise Woolery, Margo Woolery, Margo Louise Wooley, was a registered financial professional .
Marlowe is a previously registered financial professional and started their career in finance in 1979. Marlowe had worked at 10 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1999 - June 21, 2001
AVANTAX INVESTMENT SERVICES, INC.
January 29, 1998 - November 17, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
November 22, 1993 - December 31, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 6, 1990 - December 31, 1991
AMERICAN INVESTORS COMPANY
March 20, 1987 - March 24, 1988
FPI SECURITIES, INC.
January 6, 1984 - March 19, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
June 19, 1983 - August 29, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 1, 1979 - November 18, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
February 1, 1979 - November 18, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
February 1, 1979 - November 18, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/23/1979
Registered Representative ExaminationCurrent Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
