SB
Steven P. Boero
RUBICON ADVISORS
Redding, CA 96002
Some features on this profile are disabled
CRD#: 862282
SB
Professional summary
Steven Paul Boero is a registered financial advisor currently at RUBICON ADVISORS located in Redding, California and LPL FINANCIAL LLC located in Redding, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Steven has worked at 4 firms and has passed the Series 66, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/8/2006 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - LAND-5 MILES EAST OF PALO CEDRO, CALIFORNIA. 2. 1/26/2010 - IV KNIGHTS - BUSINESS OWNER - NOT INV REL - (ADDRESS LEFT BLANK) AT REPORTED BUSINESS LOCATION - 4 Friends make wine for personal consumption - 5% TIME SPENT. 3. 7/2/2012 - TRIPLE B RANCH GRAZING AND GUIDING SERVICE - FAMILY BUSINESS - NOT INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT - PROVIDE CATTLE GRAZING LEASES AND GUIDED HUNTING TRIPS. 4. 6/19/2013 - RUBICON ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 5. 05/19/2014 - RUBICON ADVISORS - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - OFFER LIFE INSURANCE - 1% TIME SPENT. 6. 04/01/2015 - RUBICON ADVISORS - INV REL - 1640 EAST CYPRESS AVE REDDING CA 96003 - START 02/21/2015 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) RUBICON PARTNERS - IAR-I am chief compliance officer. no. It is our financial consulting business - 100 HRS PER MONTH/100 HRS DURING TRADING. 7. 08/12/2015 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - OBA START 08/01/13 - 3 HOURS PER MONTH, 3 DURING TRADING - I AM LEASEE ADVISOR PAYS HIS SHARE OF RENT AND UTILITIES. 8. 7/22/2016: Rubicon Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2016 - 2 Hours Per Month During Securities Trading. 9. 12/30/2016 - Just for Hunting - Not Investment Related - PO Box 993926 Redding CA 96099; 1640 east cypress ave suite A Redding Ca 96002 - Other-Business Owner - Co-Owner - Started 01/01/2010 - 15 Hours Per Month/6 Hours During Securities Trading. 10. 3/2/2018 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -IAR - Started 03/25/15 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 03/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/12/2021 - Boero Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 150 Hours Per Month/8 Hours During Securities Trading. 12. 11/12/2021 - Boero Financial Corp. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 30 Hours Per Month/5 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Paul Boero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2015 - Present
RUBICON ADVISORS
Office #1: 1640 East Cypress Suite A, Redding, CA 96002RIA
CRD#: 174447
Redding, CA
Current
November 7, 2006 - Present
LPL FINANCIAL LLC
Office #1: 1640 E Cypress Avenue, Redding, CA 96002RIA
BD
CRD#: 6413
Redding, CA
Past
November 8, 2006 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
REDDING, CA
Past
March 25, 2003 - December 31, 2004
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
SAN MATEO, CA
Past
July 29, 1997 - December 31, 2004
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
February 1, 1979 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2025)
RR
Alaska(1/22/2025)
RR
Arizona(8/26/2013)
RR
Arkansas(8/21/2025)
RR
California(11/8/2006)
IAR
California(3/17/2015)
RR
Colorado(12/11/2007)
RR
Connecticut(1/21/2025)
RR
Florida(8/16/2013)
RR
Georgia(1/22/2025)
RR
Hawaii(1/22/2025)
RR
Idaho(8/15/2013)
RR
Illinois(1/22/2025)
RR
Indiana(1/23/2025)
RR
Iowa(8/2/2022)
RR
Kentucky(1/21/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/21/2025)
RR
Michigan(1/23/2025)
RR
Minnesota(1/21/2025)
RR
Mississippi(1/21/2025)
RR
Montana(2/8/2018)
RR
Nevada(1/14/2008)
RR
New Jersey(1/21/2025)
RR
New Mexico(1/23/2025)
RR
New York(1/21/2025)
RR
North Carolina(1/22/2025)
RR
Ohio(4/7/2014)
RR
Oklahoma(1/27/2025)
RR
Oregon(9/21/2007)
RR
Pennsylvania(1/22/2025)
RR
Rhode Island(1/25/2024)
RR
South Carolina(1/21/2025)
RR
South Dakota(3/27/2018)
RR
Tennessee(1/22/2025)
IAR
Texas(9/10/2021)
RR
Texas(1/21/2025)
RR
Utah(1/5/2009)
RR
Virginia(3/28/2018)
RR
Washington(6/11/2010)
RR
Wisconsin(1/21/2025)
RR
Wyoming(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/22/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1640 East Cypress Suite A, Redding, CA 96002
Mailing Address
Phone number
(530) 223-5357
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 340,182,241 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
