Robert A. Pellicone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Pellicone was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 5 firms and has passed the Series 57TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2006 - April 19, 2011
REMINGTON GROUP, LLC
September 26, 2003 - May 8, 2023
HAMILTON EXECUTIONS LLC
May 24, 2001 - August 1, 2003
UBS SECURITIES LLC
January 22, 1979 - August 1, 2003
UBS FINANCIAL SERVICES INC.
December 1, 1977 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
REMINGTON GROUP, LLC
CRD#: 138861 / SEC#: , 8-67176
Contact information
Documents
Red Flags
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