John Doukas
Professional summary
John Doukas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, John had worked at 9 firms, which includes AIBC INVESTMENT SERVICES CORPORATION, STATE CAPITAL MARKETS CORPORATION, GRUNTAL & CO. L.L.C., MOSELEY SECURITIES CORPORATION, ROONEY PACE INC., D. H. BLAIR & CO. INC., LEHMAN BROTHERS INC., CIBC WORLD MARKETS CORP., PAINE WEBBER JACKSON & CURTIS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1997 - February 16, 1999
AIBC INVESTMENT SERVICES CORPORATION
September 11, 1995 - February 24, 1997
STATE CAPITAL MARKETS CORPORATION
June 28, 1988 - July 12, 1995
GRUNTAL & CO., L.L.C.
February 16, 1987 - March 8, 1988
MOSELEY SECURITIES CORPORATION
August 16, 1985 - June 19, 1986
ROONEY, PACE INC.
March 27, 1984 - August 19, 1985
D. H. BLAIR & CO., INC.
October 6, 1982 - April 5, 1984
LEHMAN BROTHERS INC.
January 2, 1980 - October 25, 1982
CIBC WORLD MARKETS CORP.
February 1, 1979 - December 21, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 8
Date: 1/31/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AIBC INVESTMENT SERVICES CORPORATION
CRD#: 16397 / SEC#: , 8-33900
Contact information
Documents
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