David R. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Cohen was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 7 firms and has passed the Series 63, Series 5, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1990 - April 22, 1991
H. STARR FINANCIAL CORP.
November 30, 1988 - October 1, 1990
DONALD & CO. SECURITIES INC.
July 14, 1988 - November 7, 1988
WILLIAM M. CADDEN & CO., INC.
September 10, 1985 - April 5, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
August 7, 1984 - September 4, 1985
MORGAN STANLEY DW INC.
October 22, 1981 - August 15, 1984
LEHMAN BROTHERS INC.
February 1, 1979 - November 6, 1981
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
H. STARR FINANCIAL CORP.
CRD#: 16631 / SEC#: , 8-34295
Contact information
Documents
Red Flags
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