John L. Toscani
Professional summary
John Louis Toscani was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, John had worked at 13 firms, which includes FIRST INDEPENDENCE GROUP INC., ROBERT TODD FINANCIAL CORP., LEVCO SECURITIES CORP., GREENTREE SECURITIES CORP., CITIWIDE SECURITIES CORP., VANDERBILT SECURITIES INC., KANAN SECURITIES INC., SOUTHEAST SECURITIES OF FLORIDA INC., BLINDER ROBINSON & CO. INC., HELFER BROUGHTON INC., ROSS STEBBINS INC., BROOKS HAMBURGER SATNICK INC., ILICOB SALES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1993 - February 1, 1994
FIRST INDEPENDENCE GROUP INC.
July 26, 1989 - December 20, 1990
ROBERT TODD FINANCIAL CORP.
December 23, 1986 - June 26, 1989
LEVCO SECURITIES CORP.
July 16, 1985 - December 1, 1986
GREENTREE SECURITIES CORP.
December 27, 1984 - June 12, 1985
CITIWIDE SECURITIES CORP.
November 15, 1984 - December 21, 1984
VANDERBILT SECURITIES, INC.
February 25, 1984 - November 30, 1984
KANAN SECURITIES, INC.
October 4, 1983 - February 2, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
February 4, 1982 - October 7, 1983
BLINDER, ROBINSON & CO., INC.
August 22, 1981 - March 1, 1985
HELFER, BROUGHTON, INC.
July 9, 1979 - June 22, 1981
ROSS, STEBBINS INC.
March 8, 1979 - August 5, 1979
BROOKS, HAMBURGER, SATNICK, INC.
February 1, 1979 - April 12, 1979
ILICOB SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST INDEPENDENCE GROUP INC.
CRD#: 17407 / SEC#: , 8-35160
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
