Leon P. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Phillip Davis, who also goes by Lonny Davis, was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1979. Leon had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1988 - February 18, 1992
ANDERSON, BRYANT & CO.
March 31, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
August 1, 1985 - December 10, 1985
HOUCHIN, ADAMSON & CO., INC.
November 24, 1982 - June 28, 1985
DILLON SECURITIES, INC.
April 16, 1980 - November 9, 1982
KIDDER, PEABODY & CO. INCORPORATED
January 31, 1980 - April 22, 1980
UBS FINANCIAL SERVICES INC.
February 1, 1979 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDERSON, BRYANT & CO.
CRD#: 13185 / SEC#: , 8-29361
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
