Bradford J. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford John Miller was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1979. Bradford had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2008 - August 15, 2018
PENINSULA FAMILY OFFICE LLC
June 29, 1998 - July 9, 2001
UBS SECURITIES LLC
April 22, 1994 - June 29, 1998
SBC WARBURG DILLON READ INC.
January 14, 1985 - March 31, 1994
MORGAN STANLEY & CO. LLC
December 29, 1982 - December 31, 1984
MONTGOMERY SECURITIES
December 12, 1979 - June 16, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
February 1, 1979 - December 19, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 1/27/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PENINSULA FAMILY OFFICE LLC
CRD#: 146954 / SEC#:
Contact information
Red Flags
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