Martin S. Bodner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Solomon Bodner, who also goes by Martin S Bodner, was a registered financial advisor .
Martin is a previously registered financial advisor and started their career in finance in 1979. Martin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - March 30, 2017
APW CAPITAL, INC.
July 30, 2002 - January 15, 2010
UBS FINANCIAL SERVICES INC.
February 1, 1991 - January 15, 2010
UBS FINANCIAL SERVICES INC.
November 1, 1988 - December 11, 1990
GMS GROUP
January 12, 1988 - December 31, 1988
MOORE & SCHLEY, CAMERON & CO.
October 27, 1986 - December 11, 1990
GMS GROUP
March 23, 1979 - August 27, 1986
FIRST INTERREGIONAL EQUITY CORP.
February 1, 1979 - April 22, 1979
GIBRALTAR SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
