Randy A. Garcia
THE INVESTMENT COUNSEL COMPANY OF NEVADA | CEO
Las Vegas, NV 89135
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CRD#: 862041
Professional summary
Randy Anthony Garcia, AIF®, CIMA® is a registered financial advisor currently at THE INVESTMENT COUNSEL COMPANY OF NEVADA located in Las Vegas, Nevada.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Randy has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Biography
Randy Garcia, Founder and CEO of the Investment Counsel Company has been ranked by Dow Jones publications, Barron’s and the Wall Street Journal, as the #1 financial advisor in Nevada eight consecutive years from 2014 to 2021. ICC is among only thirteen other US investment firms that have received this recognition seven or more times. Garcia was also recognized twice in Barron’s annual list of the “Top 100 Independent Financial Advisors” in the country. In October 2020, Forbes Magazine ranked him as one of America’s Top Wealth Advisors.
Randy Garcia founded the Investment Counsel Company in 1987 as an independent investment management firm. He is an experienced, dedicated advisor with a passion for providing clients with a high level of investment management expertise and exceptional client services.
With over thirty-five years of experience in financial services, Randy has grown his firm to $1.3B in assets under management. He and his team at ICC provide corporations and high-net worth individuals, and families, generally with assets above $1million, as well as company 401(k) plans and foundations with expert advice, extraordinary service and a trusted resource to guide their investment decisions. Randy and his advisors are fiduciary advisors which means that they are held to a client-care requirement known as the fiduciary standard. This standard ensures that our advisors must always place clients’ interests ahead of our own. ICC financial consultants are fee-only fiduciary advisors who receive no commission for any investment that is recommended to clients. The advisors at ICC are highly experienced with various financial industry certifications such as the CFP®, CFA®, AIFA®, and CIMA®
In addition to his success in the investment management industry, Randy sits on several non-profit Boards of Directors and contributes generously of his time and resources to promote positive systemic change in the southern Nevada community. https://iccnv.com/in-the-community/
The Investment Counsel Company’s success, and the basis for clients’ confidence, rest in its Core Values:
1) Integrity: The foundation for building trust is based on our ability to consistently adhere to superior ethical and professional standards without compromise in our work and relationships; communicate clearly and forthrightly; and fully hold ourselves accountable for performance on our commitments.
2) Passion for excellence: We believe it is the responsibility of the best investment advisors to increase their knowledge on behalf of their clients at a rate far faster than the industry standard. We are constantly searching for new ideas that improve the level of effectiveness in serving our clients. We strive to deliver high-quality content and strategies through continually refining our processes.
3) Accountability: We acknowledge and assume responsibility for providing our clients with uncompromised prudent effective investment guidance that far exceeds the industry norm. We embrace the obligation to report, explain and be held accountable for the results of our actions and decisions.
4) Positive impact: We strive to deliver on our promise to provide consistent superior investment services that enhance the quality of life for our clients.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Randy Anthony Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Accounting and Finance
1973 - 1977
Experience
Current
November 29, 1993 - Present
THE INVESTMENT COUNSEL COMPANY OF NEVADA
Office #1: 10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135RIA
CRD#: 19608
Las Vegas, NV
Past
January 14, 1988 - January 4, 2011
THE INVESTMENT COUNSEL COMPANY OF NEVADA
BD
CRD#: 19608
LAS VEGAS, NV
Past
January 31, 1980 - May 13, 1988
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 22, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
Past
February 1, 1979 - April 5, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
BD
CRD#: 6361
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THE INVESTMENT COUNSEL COMPANY OF NEVADA
FIDELITY FINANCIAL GROUP, INC. | THE INVESTMENT COUNSEL COMPANY OF NEVADA | THE INVESTMENT COUNSEL COMPANY
CRD#: 19608 / SEC#: 801-32353, 8-37685
RIA
Registered Investment Advisory firm - SEC (8/5/1988 Approved)BD
Terminated by SEC on 03/07/2011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/22/2013)
IAR
Nevada(11/29/1993)
IAR
Texas(9/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TI
THE INVESTMENT COUNSEL COMPANY OF NEVADA
FIDELITY FINANCIAL GROUP, INC. | THE INVESTMENT COUNSEL COMPANY OF NEVADA | THE INVESTMENT COUNSEL COMPANY
CRD#: 19608 / SEC#: 801-32353, 8-37685
RIA
Registered Investment Advisory firm - SEC (8/5/1988 Approved)BD
Terminated by SEC on 03/07/2011
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Contact information
Main Address
10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135
Mailing Address
Phone number
(702) 871-8510
Established
Nevada since 03/26/1987
Firm type
Other Types of Legal Formation
Fiscal year end
December
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,306 |
| AUM (Assets Under Management) | $ 1,838,311,006 |
Red Flags
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Company Information
THE INVESTMENT COUNSEL COMPANY OF NEVADA
CEOCRD#: 19608Las Vegas, NV 89135TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
