Faith Ann Jenkins
Professional summary
Faith Ann Jenkins, who also goes by Faith Ann Jenkins, Faith Jenkins, Faith Ann Zaber, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Newhall, California.
Faith Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Faith Ann has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Faith Ann Jenkins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Faith Ann Jenkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2020 - Present
PLANMEMBER SECURITIES CORPORATION
June 5, 2013 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 6187 Carpinteria Ave, Carpinteria, CA 93013April 13, 2012 - June 3, 2013
KCD FINANCIAL, INC.
July 25, 2001 - December 31, 2003
IFG NETWORK SECURITIES, INC.
June 8, 2001 - December 31, 2003
VESTAX SECURITIES CORPORATION
June 6, 2001 - July 24, 2001
IFG NETWORK SECURITIES, INC.
June 4, 2001 - December 31, 2003
LOCUST STREET SECURITIES, INC.
June 4, 2001 - March 30, 2012
CETERA ADVISORS LLC
June 2, 2001 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
March 8, 2001 - March 30, 2012
CETERA WEALTH SERVICES, LLC
September 7, 2000 - April 6, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 15, 2000 - August 23, 2000
UBS FINANCIAL SERVICES INC.
December 20, 1999 - February 21, 2000
BRYAN FUNDING, INC.
May 19, 1999 - December 31, 1999
FINANCIAL WEST GROUP
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2013)
(1/13/2020)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
