David L. Feist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Feist was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2007 - July 19, 2013
P.J. ROBB VARIABLE, LLC
February 23, 2001 - October 31, 2007
THE LEADERS GROUP, INC.
March 8, 2000 - October 18, 2000
THE LEADERS GROUP, INC.
September 7, 1999 - March 14, 2000
WAMU INVESTMENTS, INC.
May 22, 1991 - June 4, 1992
CETERA WEALTH SERVICES, LLC
July 31, 1989 - May 31, 1991
IDS LIFE INSURANCE COMPANY
July 31, 1989 - May 31, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 1985 - August 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 16, 1980 - June 30, 1980
INTEGRATED RESOURCES EQUITY CORPORATION
June 21, 1979 - November 29, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
February 1, 1979 - August 7, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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