Dan N. Wilhite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Nathan Wilhite was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1979. Dan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3, Series 7, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - October 7, 2020
FIRST COMMAND ADVISORY SERVICES
January 27, 2011 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
January 27, 2011 - October 7, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
June 1, 2009 - July 14, 2010
MORGAN STANLEY
June 1, 2009 - July 14, 2010
MORGAN STANLEY
August 14, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 14, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 2, 1998 - August 22, 2001
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
April 20, 1994 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
March 31, 1994 - April 20, 1994
J.P. MORGAN SECURITIES LLC
November 14, 1983 - April 14, 1994
CITIGROUP GLOBAL MARKETS INC.
February 1, 1979 - November 15, 1983
PRINCIPAL FINANCIAL SECURITIES,INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/11/1988
Interest Rate Options ExaminationSeries 12
Date: 7/17/1982
NYSE Branch Manager ExaminationCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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