Jon F. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Fred Larson was a registered financial advisor .
Jon is a previously registered financial advisor and started their career in finance in 1979. Jon had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2006 - July 30, 2013
ALLEN & COMPANY OF FLORIDA, LLC
January 2, 2003 - July 30, 2013
ALLEN & COMPANY OF FLORIDA, LLC
October 1, 1992 - March 2, 1993
FIRST UNION BROKERAGE SERVICES, INC.
June 19, 1985 - July 11, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 7, 1983 - April 30, 1985
NEW ENGLAND SECURITIES
December 15, 1981 - July 9, 1985
TITAN/VALUE EQUITIES GROUP, INC.
April 3, 1980 - November 18, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 1979 - March 29, 1980
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN & COMPANY OF FLORIDA, LLC
CRD#: 25 / SEC#: 801-57874, 8-9877
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
