Peter K. Dickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Kiefer Newman Dickson, who also goes by Dickson, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1979. Peter had worked at 10 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2020 - October 9, 2020
SANDHILL STRATEGY LLC
September 20, 2005 - January 23, 2006
ROBERTS & RYAN, INC.
May 4, 2001 - May 28, 2004
ELECTRONIC GLOBAL SECURITIES, INC.
October 8, 1998 - February 5, 1999
BANC OF AMERICA SECURITIES LLC
September 15, 1998 - September 30, 1998
QUEST CAPITAL STRATEGIES, INC.
March 17, 1993 - March 18, 1994
TRANSGLOBAL INVESTMENTS INC.
September 20, 1990 - March 13, 1991
MESIROW FINANCIAL, INC.
November 22, 1989 - June 25, 1990
L. H. ALTON & COMPANY
February 1, 1979 - February 23, 1979
WEEDEN & CO.
February 1, 1979 - July 22, 1986
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/9/2002
Limited Representative-Equity Trader ExamCurrent Firm
SANDHILL STRATEGY LLC
CRD#: 305208 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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