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Frederick Titus Croft

CRD# 861905·Registered 1979 - 2000
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick Titus Croft was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 1979 - 2000. Frederick had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

CYGNET RESOURCES LLC·CRD# 24451
BD
Grand Rapids, MI
July 14, 2000 - July 28, 2000
SHORELINE CAPITAL LLC·CRD# 104066
BD
Grand Rapids, MI
May 30, 2000 - December 19, 2005
GRACE BROTHERS LTD.·CRD# 17009
BD
Evanston, IL
June 1, 1988 - February 1, 2000
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
February 1, 1979 - September 14, 1987

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Current Firm

CR
CYGNET RESOURCES LLC

BENEFIT RESOURCES, INC. | SHORELINE CAPITAL LLC | CYGNET RESOURCES, INC. | CYGNET RESOURCES LLC

CRD#: 24451 / SEC#: 8-41076
BD
Terminated by SEC on 08/29/2000

Contact Information

Established

Michigan since 10/14/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KAPER, NORLAN DALEPRESIDENT1501774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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