Ignatius P. Arcuri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ignatius Paul Arcuri was a registered financial advisor .
Ignatius is a previously registered financial advisor and started their career in finance in 1979. Ignatius had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 5, Series 7, Series 27 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2013 - June 1, 2026
THE CARNEY GROUP, INCORPORATED
January 27, 2012 - March 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 26, 2011 - January 11, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 18, 2011 - March 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 29, 1987 - June 29, 2011
THE CARNEY GROUP, INCORPORATED
July 31, 1980 - August 19, 1985
MORGAN STANLEY DW INC.
February 1, 1979 - August 15, 1980
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
THE CARNEY GROUP, INCORPORATED
CRD#: 16671 / SEC#: , 8-34349
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARNEY, THOMAS FRANCIS JR | CCO | |
| ARCURI, IGNATIUS PAUL | FINANCIAL OPERATIONS PRINCIPAL | 861901 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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