Manuel Teijelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Teijelo, who also goes by Manolo Teijelo, Teijelo, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1979. Manuel had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2021 - January 10, 2022
MML INVESTORS SERVICES, LLC
February 12, 2018 - January 10, 2022
MML INVESTORS SERVICES, LLC
April 11, 2013 - January 26, 2018
EQUITABLE ADVISORS, LLC
October 11, 2012 - January 26, 2018
EQUITABLE ADVISORS, LLC
November 1, 2010 - April 20, 2012
THINKEQUITY LLC
March 15, 2010 - October 25, 2010
B. RILEY WEALTH MANAGEMENT
December 9, 2002 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
May 1, 2001 - October 24, 2002
J.P. MORGAN SECURITIES INC.
November 15, 1995 - May 1, 2001
JPMSI
August 5, 1988 - November 16, 1995
LEHMAN BROTHERS INC.
July 15, 1987 - June 11, 1988
KLEINWORT BENSON NORTH AMERICA INC.
March 27, 1986 - July 14, 1987
SBC WARBURG DILLON READ INC.
March 14, 1984 - April 16, 1986
DILLON, READ SECURITIES INC.
February 27, 1980 - March 22, 1984
MORGAN STANLEY & CO. LLC
January 29, 1979 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
