Kevin Michael Plunkett
Professional Summary
Kevin Michael Plunkett, who also goes by Kevin M Plunkett, is a registered financial advisor currently at SEMPER FINANCIAL located in Stuart, Florida. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Kevin has worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin M Plunkett
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
47 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SEMPER FINANCIAL | SEMPER FINANCIAL ADVISORS LLC | SEMPER FINANCIAL ADVISORS
Contact Information
Main Address
Stuart, FLPhone Number
(516) 330-8616# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
74AUM (Assets Under Management)
$37,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/21/2021)
(6/21/2024)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 1998Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1989Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Plunkett's CRS (Customer Relationship Summary).
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