William R. Gilbertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Rogers Gilbertson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 11 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1987 - October 12, 1988
BOUCHER, OEHMKE & COMPANY
September 11, 1986 - November 24, 1986
MARSHALL DAVIS, INC.
February 7, 1986 - May 1, 1986
NTB FINANCIAL CORPORATION
March 6, 1985 - January 30, 1986
BOETTCHER & COMPANY, INC.
June 6, 1984 - June 13, 1984
STONERIDGE SECURITIES, INC.
June 6, 1984 - March 7, 1985
JHM, INC.
August 17, 1983 - May 21, 1984
RICHEY, FRANKEL & COMPANY
September 23, 1982 - August 8, 1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
April 21, 1981 - August 18, 1981
FIRST FINANCIAL SECURITIES, INC.
October 17, 1979 - April 10, 1981
MILLER JOHNSON STEICHEN KINNARD, INC.
January 29, 1979 - October 1, 1979
ALSTEAD, DEMPSEY & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOUCHER, OEHMKE & COMPANY
CRD#: 17470 / SEC#: , 8-35049
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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