Michael W. Lassiter

MICHAEL W. LASSITER CLU CHFC

Covington, GA

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CRD#: 861429

Professional summary

Michael Walburn Lassiter, who also goes by Mike Lassiter, is a registered financial advisor currently at MICHAEL W. LASSITER CLU CHFC INC. located in Covington, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Michael has worked at 12 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Lassiter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS. OWNER, MICHAEL W LASSITER, CLU, CHFC INC. 5118 BROOKS COVE; COVINGTON, GA 30014. STARTED JULY, 1990 - PRESENT. HOURS/MTH IS 200 +.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Walburn Lassiter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2013 - Present

MICHAEL W. LASSITER CLU CHFC INC.

RIA

CRD#: 167507

Covington, GA

Past

September 14, 2011 - April 30, 2013

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

COVINGTON, GA

Past

September 12, 2007 - September 30, 2011

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

COVINGTON, GA

Past

January 24, 2006 - September 30, 2011

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

COVINGTON, GA

Past

March 17, 2000 - February 2, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

COVINGTON, GA

Past

December 2, 1999 - March 7, 2000

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 14, 1992 - December 2, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 11, 1990 - December 31, 1991

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

December 16, 1989 - May 21, 1990

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 15, 1987 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

July 2, 1986 - January 15, 1987

RADFORD CAPITAL CORPORATION

CRD#: 10480

Past

January 3, 1985 - June 10, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

June 20, 1983 - December 27, 1984

LEHMAN BROTHERS DISTRIBUTORS INC.

CRD#: 8441

Past

January 27, 1981 - September 6, 1983

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Past

February 23, 1979 - November 17, 1980

J. W. WELLER & CO., INC.

CRD#: 6106

Past

January 17, 1979 - April 2, 1979

PW SECURITIES, INC.

CRD#: 6775

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 1/10/1979

Registered Representative Examination

Current Firm

MICHAEL W. LASSITER CLU CHFC INC.

CRD#: 167507 / SEC#:

Georgia

Registered Investment Advisory firm - (5/7/2013 Approved)

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Contact information

Main Address

Covington, GA

Mailing Address

P.o. Box 350, Covington, GA 30015

Phone number

(770) 786-2470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Lassiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Walburn Lassiter's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

WOODBURY FINANCIAL SERVICES, INC.

THE O.N. EQUITY SALES COMPANY

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

RADFORD CAPITAL CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

LEHMAN BROTHERS DISTRIBUTORS INC.

WOODBURY FINANCIAL SERVICES, INC.

J. W. WELLER & CO., INC.

PW SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 1

Date: 1/10/1979

Current Firm

MICHAEL W. LASSITER CLU CHFC INC.

Contact information

Documents

Red Flags

Company Information

MICHAEL W. LASSITER CLU CHFC INC.

TRUST BUT VERIFY

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