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Michael Walburn Lassiter

MICHAEL W. LASSITER CLU CHFC
COVINGTON, GA
·CRD# 861429·47 years experience

Professional Summary

Michael Walburn Lassiter, who also goes by Mike Lassiter, is a registered financial advisor currently at MICHAEL W. LASSITER CLU CHFC INC. located in Covington, Georgia. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Michael has worked at 12 firms and has passed the Series 1 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Lassiter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

MICHAEL W. LASSITER CLU CHFC INC.·CRD# 167507
RIA
Covington, GA
May 30, 2013 - Present
REGAL INVESTMENT ADVISORS LLC·CRD# 125004
RIA
Covington, GA
September 14, 2011 - April 30, 2013
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Covington, GA
September 12, 2007 - September 30, 2011
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Covington, GA
January 24, 2006 - September 30, 2011
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Covington, GA
March 17, 2000 - February 2, 2006
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
December 2, 1999 - March 7, 2000
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 14, 1992 - December 2, 1999
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
May 11, 1990 - December 31, 1991
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 16, 1989 - May 21, 1990
LINSCO FINANCIAL GROUP, INC.·CRD# 524
BD
January 15, 1987 - December 16, 1989
RADFORD CAPITAL CORPORATION·CRD# 10480
BD
July 2, 1986 - January 15, 1987
CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
January 3, 1985 - June 10, 1986
LEHMAN BROTHERS DISTRIBUTORS INC.·CRD# 8441
BD
June 20, 1983 - December 27, 1984
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
January 27, 1981 - September 6, 1983
J. W. WELLER & CO., INC.·CRD# 6106
BD
February 23, 1979 - November 17, 1980
PW SECURITIES, INC.·CRD# 6775
BD
January 17, 1979 - April 2, 1979

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Current Firm

MW
MICHAEL W. LASSITER CLU CHFC INC.

MICHAEL W. LASSITER CLU CHFC INC.

CRD#: 167507
Georgia
Registered Investment Advisory firm - Georgia (5/7/2013 Approved)

Contact Information

Main Address

Covington, GA

Mailing Address

P.o. Box 350, Covington, GA 30015

Phone Number

(770) 786-2470

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS. OWNER, MICHAEL W LASSITER, CLU, CHFC INC. 5118 BROOKS COVE; COVINGTON, GA 30014. STARTED JULY, 1990 - PRESENT. HOURS/MTH IS 200 +.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(5/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jan 1979

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Walburn Lassiter's CRS (Customer Relationship Summary).

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