Charles W. Schuhmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Schuhmann, CFP®, who also goes by Charlie Schuhmann, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 2, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2006 - April 8, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 31, 2006 - August 24, 2006
MML DISTRIBUTORS, LLC
November 2, 2005 - March 17, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
August 22, 2002 - March 17, 2006
TOWER SQUARE SECURITIES, INC.
December 31, 2000 - June 12, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 22, 1999 - December 31, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - December 31, 2000
OSAIC FA, INC.
September 21, 1995 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 11, 1994 - April 6, 1995
LPL FINANCIAL LLC
January 8, 1993 - March 10, 1994
TITAN/VALUE EQUITIES GROUP, INC.
June 19, 1983 - November 5, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 2
Date: 12/18/1978
Non-Member General Securities ExaminationSeries 1
Date: 12/18/1978
Registered Representative ExaminationCurrent Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
