Robert T. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Treat Greene JR, who also goes by Robert T Greene Jr, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1979. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2006 - December 16, 2008
MIDAMERICA FINANCIAL SERVICES, INC.
May 20, 2005 - September 5, 2006
SECURITIES AMERICA ADVISORS, INC.
February 11, 2005 - September 5, 2006
SECURITIES AMERICA, INC.
January 12, 2004 - January 3, 2005
NORTHWEST INVESTMENT ADVISORS, INC.
January 7, 2004 - January 3, 2005
NORTHWEST INVESTMENT ADVISORS, INC.
October 17, 2000 - January 12, 2004
VALIC FINANCIAL ADVISORS, INC.
May 24, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 24, 2000 - January 12, 2004
VALIC FINANCIAL ADVISORS, INC.
April 5, 1999 - June 1, 2000
AON SECURITIES LLC
December 24, 1992 - December 31, 1998
GODWINS SECURITIES, INC.
October 14, 1987 - July 31, 1998
NATIONAL SECURITIES CORPORATION
August 18, 1986 - September 16, 1987
PACIFIC HARBOR SECURITIES, INC.
November 9, 1982 - May 9, 1986
PACIFIC HARBOR SECURITIES, INC.
September 2, 1982 - December 24, 1992
GODWINS SECURITIES, INC.
January 11, 1979 - October 25, 1982
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/5/1979
Registered Representative ExaminationCurrent Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
