Allan C. English
Professional summary
Allan Christopher English was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allan is a previously registered financial advisor and started their career in finance in 1979. Prior to being barred, Allan had worked at 10 firms, which includes PORTFOLIO ADVISORS ALLIANCE LLC, INVEST FINANCIAL CORPORATION, LPL FINANCIAL LLC, PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., WELLS FARGO CLEARING SERVICES LLC, FIRST AFFILIATED SECURITIES, BATEMAN EICHLER HILL RICHARDS INCORPORATED, UBS FINANCIAL SERVICES INC., PAINE WEBBER JACKSON & CURTIS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2007 - September 12, 2008
PORTFOLIO ADVISORS ALLIANCE, LLC
August 13, 2007 - September 12, 2008
PORTFOLIO ADVISORS ALLIANCE, LLC
July 6, 2005 - October 19, 2006
PORTFOLIO ADVISORS ALLIANCE, LLC
July 9, 2004 - April 11, 2005
INVEST FINANCIAL CORPORATION
July 9, 2004 - April 11, 2005
INVEST FINANCIAL CORPORATION
June 4, 2002 - July 9, 2004
LPL FINANCIAL LLC
June 4, 2002 - July 9, 2004
LPL FINANCIAL LLC
January 5, 2001 - June 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
December 20, 2000 - June 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 29, 1993 - December 18, 2000
MORGAN STANLEY DW INC.
May 26, 1992 - July 21, 1993
WELLS FARGO CLEARING SERVICES, LLC
March 20, 1992 - May 1, 1992
FIRST AFFILIATED SECURITIES
September 4, 1990 - February 18, 1992
WELLS FARGO CLEARING SERVICES, LLC
August 8, 1988 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 6, 1984 - August 2, 1988
PRUDENTIAL EQUITY GROUP, LLC
January 31, 1980 - May 22, 1984
UBS FINANCIAL SERVICES INC.
January 5, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ADVISORS ALLIANCE, LLC
CRD#: 101680 / SEC#: , 8-52125
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 1 |
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