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Allan Christopher English

CRD# 861313·Registered 1979 - 2008
Barred: Allan Christopher English was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Allan Christopher English, who also goes by Allan Christophe English, was a registered financial advisor. Allan was a previously registered financial advisor and started their career in finance 1979 - 2008. Allan had worked at 10 firms and has passed the Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Allan Christophe English

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

PORTFOLIO ADVISORS ALLIANCE, LLC·CRD# 101680
BD
New York, NY
August 14, 2007 - September 12, 2008
PORTFOLIO ADVISORS ALLIANCE, LLC·CRD# 101680
RIA
New York, NY
August 13, 2007 - September 12, 2008
PORTFOLIO ADVISORS ALLIANCE, LLC·CRD# 101680
BD
New York, NY
July 6, 2005 - October 19, 2006
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Auburn, CA
July 9, 2004 - April 11, 2005
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
July 9, 2004 - April 11, 2005
LPL FINANCIAL LLC·CRD# 6413
RIA
Folsom, CA
June 4, 2002 - July 9, 2004
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 4, 2002 - July 9, 2004
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
RIA
Rosville, CA
January 5, 2001 - June 7, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 20, 2000 - June 7, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 29, 1993 - December 18, 2000
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
May 26, 1992 - July 21, 1993
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
March 20, 1992 - May 1, 1992
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - February 18, 1992
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
August 8, 1988 - September 4, 1990
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
February 6, 1984 - August 2, 1988
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - May 22, 1984
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
January 5, 1979 - January 31, 1980

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Current Firm

PA
PORTFOLIO ADVISORS ALLIANCE, LLC

PORTFOLIO ADVISORS ALLIANCE, INC. | PORTFOLIO ADVISORS ALLIANCE, LLC

CRD#: 101680 / SEC#: 8-52125
BD
Revoked by SEC on 04/30/2020

Contact Information

Established

Delaware since 11/04/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN PARTNERS CAPITAL GROUP LLCDIRECT OWNER—
NIXON, JON ALANPRINCIPAL FINANCIAL OFFICER4710715
NIXON, JON ALANFINANCIAL PRINCIPAL4710715
NIXON, JON ALANPRINCIPAL OPERATIONS OFFICER4710715
WASSERMAN-NIR, KERRI LYNNPRESIDENT & CCO2376090

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 1993About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1978About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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