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JJ

J Paul Jason

CRD# 861212·Registered 1979 - 1996
Previously Registered: Being a previously registered professional could mean that J is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

J Paul Jason, who also goes by Jencka John Paul Jason, John Paul Jencka, was a registered financial advisor. J was a previously registered financial professional and started their career in finance 1979 - 1996. J had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7, Series 1, Series 4, Series 27, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jencka John Paul Jason, John Paul Jencka

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

JASON MACKENZIE SECURITIES, INC.·CRD# 15287
BD
February 25, 1985 - March 8, 1996
LINCOLN NATIONAL PENSION INSURANCE COMPANY·CRD# 10293
BD
February 22, 1985 - December 20, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
February 22, 1985 - December 23, 1986
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
December 22, 1983 - July 13, 1984
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
December 7, 1979 - January 26, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
January 2, 1979 - April 5, 1979

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Current Firm

JM
JASON MACKENZIE SECURITIES, INC.

JASON MACKENZIE SECURITIES CORPORATION | JASON, MACKENZIE, SAND & MCMAHON, INC. | JASON, MACKENZIE, SAND & COHEN, INC. | JASON MACKENZIE SECURITIES, INC.

CRD#: 15287 / SEC#: 8-31910
BD
Cancelled by SEC on 03/28/1997

Contact Information

Established

Georgia since 05/30/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Apr 1988

Series 5 — Interest Rate Options Examination

Passed Apr 1988

Series 3 — National Commodity Futures Examination

Passed Jun 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1978

Series 4 — Registered Options Principal Examination

Passed Dec 1987About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1987About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 1984About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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