Ralph M. Zitzmann
Professional summary
Ralph Michael Zitzmann JR, who also goes by Ralph Michael Zitzman Jr, Ralph Michael Zitzmann, is a registered financial professional currently at MOLONEY SECURITIES CO., INC. located in Manchester, Missouri.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1979. Ralph has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph Michael Zitzmann JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 1997 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021March 15, 1989 - July 10, 1997
FIRST GATEWAY SECURITIES INC.
November 18, 1988 - February 13, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 1, 1988 - November 18, 1988
ROWLAND, SIMON & CO.
August 16, 1984 - February 1, 1988
I.M. SIMON & CO., INC.
September 5, 1981 - June 30, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
January 2, 1979 - August 6, 1984
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/1997)
(2/27/2002)
(2/11/2016)
(2/11/2016)
(7/10/1997)
(2/10/2016)
(2/11/2016)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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Company Information
MOLONEY SECURITIES CO., INC.
CRD#: 38535Manchester, MO 63021TRUST BUT VERIFY
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