John D. Gale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Douglas Gale JR, who also goes by Doug Gale, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1979. John had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1995 - October 22, 1999
CENTEX SECURITIES, INCORPORATED
January 2, 1990 - April 16, 1990
TITAN/VALUE EQUITIES GROUP, INC.
May 16, 1988 - December 5, 1989
MESA SECURITIES CORPORATION
January 29, 1987 - April 14, 1987
BLISS SECURITIES, INC.
July 27, 1983 - December 14, 1984
SENTRA SECURITIES CORPORATION
September 15, 1982 - June 7, 1983
RAUSCHER PIERCE REFSNES, INC.
March 27, 1981 - October 29, 1982
MORGAN STANLEY DW INC.
June 29, 1979 - April 26, 1981
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 2, 1979 - April 16, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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