Michael C. Zipoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Zipoy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2005 - November 9, 2018
FELTL & COMPANY
January 23, 2001 - September 15, 2005
RBC CAPITAL MARKETS, LLC
January 3, 1998 - January 24, 2001
PETERSON BROTHERS SECURITIES COMPANY
January 20, 1995 - January 2, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
December 21, 1990 - January 30, 1995
PIPER SANDLER & CO.
January 2, 1979 - December 24, 1990
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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