Carl W. Stuart
Professional summary
Carl Wilson Stuart is a registered financial advisor currently at STUART INVESTMENT ADVISORS, INC. located in Austin, Texas.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Carl has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carl Wilson Stuart's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 1998 - Present
STUART INVESTMENT ADVISORS, INC.
Office #1: 623 W 38th Street Suite 110, Austin, TX 78705-1212December 19, 1997 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 23, 1989 - December 22, 1997
RAUSCHER PIERCE REFSNES, INC.
November 19, 1984 - October 26, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 2, 1979 - November 29, 1984
ROTAN MOSLE INC.
Primary Firm SEC Registration
STUART INVESTMENT ADVISORS, INC.
CRD#: 109995 / SEC#: 801-56546
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/1998)
Exams
Current Firm
STUART INVESTMENT ADVISORS, INC.
CRD#: 109995 / SEC#: 801-56546
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 939 |
| AUM (Assets Under Management) | $ 515,188,081 |
Red Flags
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