David M. Partin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Malcolm Partin, who also goes by David Malcom Partin, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 8 firms and has passed the Series 63, Series 15, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1993 - June 18, 1993
PACIFIC CORTEZ SECURITIES INCORPORATED
August 28, 1990 - February 22, 1991
MALONE & ASSOCIATES, INC.
November 14, 1988 - January 24, 1990
BLINDER, ROBINSON & CO., INC.
May 30, 1986 - September 1, 1988
MARSHALL DAVIS, INC.
March 24, 1986 - June 2, 1986
ALLIED CAPITAL GROUP, INC.
June 1, 1984 - February 19, 1986
STONERIDGE SECURITIES, INC.
September 15, 1983 - June 7, 1984
RICHEY, FRANKEL & COMPANY
September 13, 1979 - December 8, 1983
BLINDER, ROBINSON & CO., INC.
January 2, 1979 - October 18, 1979
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
