Dorothea J. Moore

MOORE, DOROTHEA JANE

CENTENNIAL, CO

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CRD#: 860808

Professional summary

Dorothea Jane Moore is a registered financial advisor currently at MOORE, DOROTHEA JANE located in Centennial, Colorado.

Dorothea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dorothea has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothea Jane Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2003 - Present

MOORE, DOROTHEA JANE

RIA

CRD#: 122248

CENTENNIAL, CO

Past

July 24, 2003 - December 31, 2005

RAHMIG WILLIAM CONRAD

RIA

CRD#: 105544

GOLDEN, CO

Past

January 1, 1999 - June 30, 2010

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

CENTENNIAL, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MOORE, DOROTHEA JANE

DOROTHEA J. MOORE - INVESTMENT ADVISORY | MOORE, DOROTHEA JANE

CRD#: 122248 / SEC#:

Colorado

Registered Investment Advisory firm - (1/3/2003 Approved)

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Contact information

Main Address

Centennial, CO

Mailing Address

Po Box 3976, Centennial, CO 80161-3976

Phone number

(303) 267-0174

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 24,668,441

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dorothea J. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothea Jane Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORE, DOROTHEA JANE

RAHMIG WILLIAM CONRAD

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Current Firm

MOORE, DOROTHEA JANE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOORE, DOROTHEA JANE

TRUST BUT VERIFY

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