Howard Bash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Bash was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1978. Howard had worked at 11 firms and has passed the Series 63, Series 7, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 1996 - November 30, 1998
HOBBS MELVILLE SECURITIES CORP.
April 22, 1994 - October 22, 1996
M.S. FARRELL & COMPANY, INC.
May 2, 1991 - April 11, 1994
DICKINSON & CO.
November 1, 1990 - April 23, 1991
MANCHESTER RHONE SECURITIES CORP.
November 17, 1989 - October 26, 1990
GKN SECURITIES CORP.
May 19, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
February 2, 1988 - May 31, 1989
GLOBAL CAPITAL SECURITIES, INC.
January 6, 1986 - February 10, 1988
MARKETFIELD SECURITIES LIMITED
May 13, 1983 - July 9, 1986
STARR SECURITIES, INC.
April 4, 1983 - April 11, 1983
ADVEST, INC.
December 27, 1978 - April 5, 1983
DRESKIN & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOBBS MELVILLE SECURITIES CORP.
CRD#: 40133 / SEC#: , 8-48976
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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