Brooke M. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooke Martin Alexander was a registered financial professional .
Brooke is a previously registered financial professional and started their career in finance in 1978. Brooke had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1986 - March 3, 1987
CENTRAL DISCOUNT STOCKBROKERS, INC.
April 17, 1979 - July 7, 1986
WALL STREET WEST, INC.
December 27, 1978 - January 16, 1980
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTRAL DISCOUNT STOCKBROKERS, INC.
CRD#: 16786 / SEC#: , 8-34573
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
