Mark D. Weindling
Professional summary
Mark Douglas Weindling was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Mark had worked at 8 firms, which includes JHS CAPITAL ADVISORS LLC, PAULSON INVESTMENT COMPANY LLC, GUNNALLEN FINANCIAL INC, BIRCHTREE FINANCIAL SERVICES LLC, ELBA SECURITIES INC., PIPER SANDLER & CO., DAIN RAUSCHER INCORPORATED, BOETTCHER & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - May 16, 2014
JHS CAPITAL ADVISORS, LLC
October 12, 2007 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
July 18, 2000 - October 12, 2007
GUNNALLEN FINANCIAL, INC
July 29, 1996 - July 24, 2000
BIRCHTREE FINANCIAL SERVICES LLC
March 8, 1996 - July 25, 1996
ELBA SECURITIES, INC.
February 14, 1994 - March 22, 1996
PIPER SANDLER & CO.
May 19, 1982 - February 25, 1994
DAIN RAUSCHER INCORPORATED
December 27, 1978 - June 8, 1982
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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