James K. Mccorkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kent Mccorkle was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1978. James had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 5 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2005 - April 27, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 30, 2002 - October 5, 2004
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 2002 - October 5, 2004
JOHN HANCOCK DISTRIBUTORS LLC
January 9, 2000 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
July 8, 1999 - November 23, 1999
AMERITAS INVESTMENT COMPANY, LLC
April 25, 1991 - May 29, 1992
PIPER SANDLER & CO.
September 4, 1990 - May 13, 1991
WELLS FARGO CLEARING SERVICES, LLC
December 27, 1978 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/14/1981
Interest Rate Options ExaminationCurrent Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
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