Egin A. Bresnig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Egin Adolf Giselher Bresnig, who also goes by Egin Adolf Bresnig, was a registered financial professional .
Egin is a previously registered financial professional and started their career in finance in 1978. Egin had worked at 10 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1991 - September 21, 1992
SMITH, BENTON & HUGHES, INC.
March 11, 1991 - June 13, 1991
NTB FINANCIAL CORPORATION
August 28, 1990 - February 22, 1991
MALONE & ASSOCIATES, INC.
January 11, 1990 - August 14, 1990
FAIRCHILD FINANCIAL GROUP, INC.
April 28, 1987 - November 30, 1989
MARSHALL DAVIS, INC.
January 10, 1986 - October 22, 1986
INTERNATIONAL SECURITIES GROUP, LTD.
October 17, 1985 - December 3, 1985
FIRST EASTERN SECURITIES CORPORATION
May 16, 1985 - October 9, 1985
THE STUART-JAMES COMPANY, INCORPORATED
January 23, 1980 - May 16, 1985
BLINDER, ROBINSON & CO., INC.
December 27, 1978 - January 16, 1980
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
