John M. Andruska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Andruska was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 1 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2016 - August 2, 2019
PURITAN BROKERAGE SERVICES, INC.
August 3, 2009 - November 6, 2014
PURITAN BROKERAGE SERVICES, INC.
February 20, 2008 - June 10, 2026
PEAK AMERICAN INVESTMENT ADVISORS, INC.
July 15, 1991 - December 17, 1991
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 24, 1987 - July 15, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
December 20, 1978 - March 23, 1982
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/13/1978
Registered Representative ExaminationSeries 2
Date: 8/18/1978
Non-Member General Securities ExaminationCurrent Firm
PURITAN BROKERAGE SERVICES, INC.
CRD#: 144445 / SEC#: , 8-67656
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURITAN FINANCIAL COMPANIES | SHAREHOLDER | |
| MCDONALD, SONDRA S | PRESIDENT, CCO | 4269871 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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