William M. Sanderson

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CRD#: 860522

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Marks Sanderson II, who also goes by Bill Sanderson, William M Sanderson II, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Sanderson | William M Sanderson Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AKRON FOSSIL & SCIENCE CENTER - 2080 S. CLENA MASS RD., COPLEY, OH 44321 - NONPROFIT MUSEUM - FOUNDER OF CREATION SCIENCE MUSEUM -2005 - 0 HR/MO/TRD HRS - I OVERSEE ALL OPERATIONS- NO FEES OR COMPENSATION - NON-INVESTMENT RELATED 2. INDEPENDENCE FINANCIAL GROUP - 3676 COMMUNITY LANE, SUITE 110, COPLEY, OHIO 44321- SOLE PROP - AGENT - 2007 - 4 HR/MO/TRD HRS - SALE OF LIFE, DISABILITY & LTC INS - NON-INVESTMENT RELATED 3. AUTHOR - 2080 S. CLEVELAND MASSILLION ROAD, COPLEY, OH - SOLE PROP - AUTHOR - MAY 8, 2012 - I AM COMPLETING A BOOK CALLED, GETTING THE WILDERNESS IN YOU. THERE WILL BE ROYALTIES PAID. - 0 HRS/TRDNG HRS - BOOK SIGNINGS AFTER PUBLICATION. - OCCASIONAL SPEAKING OPPORTUNITIES TO PROMOTE THE BOOK. - NON-INVESTMENT RELATED 4. IFG, INC. - P.O. BOX 14600, COPLEY, OH 44321 - 01/2013 - NIR - ACCOUNTING/SECRETARIAL AND TYPING SERVICES/TELEPHONE ANSWERING AND RECEPTIONIST SERVICES/FILING AND GENERAL CLERICAL SERVICES/DELIVERY SERVICES/PURCHASING AND INVENTORY CONTROL - SUPERVISION - SUB S - 0 HR/MO

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 13, 2017 - February 6, 2024

ADVICEONE ADVISORY SERVICES, LLC

RIA

CRD#: 111614

GLASTONBURY, CT

Past

November 1, 2007 - December 5, 2019

SSN ADVISORY, INC.

RIA

CRD#: 126090

COPLEY, OH

Past

November 1, 2007 - December 5, 2019

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

COPLEY, OH

Past

March 4, 1999 - November 30, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

COPLEY, OH

Past

March 17, 1987 - November 30, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

COPLEY, OH

Past

September 24, 1982 - February 10, 1987

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVICEONE ADVISORY SERVICES, LLC

CRD#: 111614 / SEC#: 801-62125

RIA

Registered Investment Advisory firm - (6/10/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/10/2003 Terminated)

Florida

Registered Investment Advisory firm - (6/16/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/16/2003 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/4/1978

Registered Representative Examination

Current Firm

ADVICEONE ADVISORY SERVICES, LLC

CRD#: 111614 / SEC#: 801-62125

RIA

Registered Investment Advisory firm - (6/10/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/10/2003 Terminated)

Florida

Registered Investment Advisory firm - (6/16/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/16/2003 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2002 Terminated)

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Contact information

Main Address

100 Western Boulevard, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 659-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVICEONE FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,511
AUM (Assets Under Management)	$ 1,662,203,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William M. Sanderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ADVICEONE ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/1989

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

Series 1

Date: 12/4/1978

Current Firm

ADVICEONE ADVISORY SERVICES, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVICEONE ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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