Stanley R. Edgell

STRATEGIC PLANNING

COLUMBUS, OH 43235

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CRD#: 860505

Professional summary

Stanley Ray Edgell is a registered financial advisor currently at STRATEGIC PLANNING, INC. located in Columbus, Ohio.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Stanley has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DIVERSIFIED PLANNING LLC; NOT INVESTMENT RELATED; 2077 WOODLANDS PL POWELL OHIO 43065; TIME SHARE; OWNER/VICE PRESIDENT; 01/01/2000 TO PRESENT; 20 HOURS PER MONTH ALSO DURING TRADING HOURS; LLC AND PARTNERSHIP SET UP FOR THE PURPOSE TO MANAGE TIME SHARES AND BUSINESS INTERESTS ALONG WITH COMPUTERS & EQUIPMENT. 2)PLANNED FINANCIAL SERVICES OF OHIO; NOT INVESTMENT RELATED; 2077 WOODLANDS PL POWELL OHIO 43065; REAL ESTATE; PRESIDENT; 01/01/2000 TO PRESENT; 30 HOURS PER MONTH ALSO DURING TRADING; THIS LLC IS A PARTNERSHIP SET UP TO MANAGE REAL ESTATE AND LEASES THIS ENTITY IS OWNED BY DIVERSIFIED PLANNING. 3) Stanley R. Edgell, Life/Health Insurance Agent (State of Ohio); non-investment related; hours as needed, during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Ray Edgell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2015 - Present

STRATEGIC PLANNING, INC.

Office #1: 7730 Olentangy River Road, Columbus, OH 43235

RIA

CRD#: 139648

COLUMBUS, OH

Past

March 22, 2006 - June 29, 2015

STRATEGIC PLANNING, INC.

RIA

CRD#: 139648

COLUMBUS, OH

Past

July 7, 2005 - November 3, 2015

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

COLUMBUS, OH

Past

July 7, 2005 - November 3, 2015

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

COLUMBUS, OH

Past

June 10, 2003 - June 22, 2005

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

COLUMBUS, OH

Past

June 13, 2000 - June 22, 2005

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

January 4, 1996 - May 31, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 23, 1990 - December 31, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 1, 1985 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

June 1, 1984 - October 22, 1985

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

Past

December 13, 1978 - June 19, 1984

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PLANNING, INC.

CRD#: 139648 / SEC#: 801-110105

RIA

Registered Investment Advisory firm - (3/28/2017 Approved)

Ohio

Registered Investment Advisory firm - (4/20/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/4/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/3/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

STRATEGIC PLANNING, INC.

CRD#: 139648 / SEC#: 801-110105

RIA

Registered Investment Advisory firm - (3/28/2017 Approved)

Ohio

Registered Investment Advisory firm - (4/20/2017 Terminated)

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Contact information

Main Address

7730 Olentangy River Road, Columbus, OH 43235

Mailing Address

Phone number

(614) 802-0170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC PLANNING ADV 2A 02.17.2025 (2/26/2025)

STRATEGIC PLANNING WRAP BROCHURE 02.17.2025 (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,051
AUM (Assets Under Management)	$ 324,920,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stanley R. Edgell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Ray Edgell's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PLANNING, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

STRATEGIC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2014

Series 63

Date: 8/14/1987

SIE

Date: 11/3/2015

Series 7

Date: 11/16/1985

Series 1

Date: 12/4/1978

Series 8

Date: 6/3/1992

Current Firm

STRATEGIC PLANNING, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PLANNING, INC.

TRUST BUT VERIFY

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