Joseph H. Williams

PRECEDENT WEALTH PARTNERS

Houston, TX 77027

Some features on this profile are disabled

CRD#: 860333

Professional summary

Joseph Harold Williams, CFP® is a registered financial advisor currently at PRECEDENT WEALTH PARTNERS, LLC located in Houston, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Joseph has worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Willeford 2012 Family Trusts. Investment Related. 1800 West Loop South, Suite 1400; Houston, TX 77027. J. Harold Williams serves as Trustee for the trust. Commencement date, 2012. Time required is 2-4 hours per month, with 1-2 hours devoted during securities trading hours. Duties are engagement & supervision of investment advisor to manage trust's marketable securities and periodic interaction with managers and advisors to one private business interest held by the trust.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Harold Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

April 21, 2023 - Present

PRECEDENT WEALTH PARTNERS, LLC

Office #1: 1800 West Loop South Suite 1400, Houston, TX 77027

RIA

CRD#: 325203

Houston, TX

Past

March 11, 2021 - May 12, 2023

LINSCOMB WEALTH, INC.

RIA

CRD#: 106779

HOUSTON, TX

Past

April 28, 1995 - December 31, 2020

LINSCOMB WEALTH, INC.

RIA

CRD#: 106779

HOUSTON, TX

Past

June 29, 1992 - February 14, 1995

OSAIC WEALTH, INC.

CRD#: 23131

Past

May 20, 1985 - July 1, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

Past

April 9, 1980 - June 28, 1985

GENERAL AMERICAN LIFE INSURANCE COMPANY

CRD#: 3963

Past

December 1, 1978 - June 25, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRECEDENT WEALTH PARTNERS, LLC

CRD#: 325203 / SEC#: 801-127678

RIA

Registered Investment Advisory firm - (4/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/24/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/1983

General Securities Principal Examination

Current Firm

PRECEDENT WEALTH PARTNERS, LLC

CRD#: 325203 / SEC#: 801-127678

RIA

Registered Investment Advisory firm - (4/19/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1800 West Loop South Suite 1400, Houston, TX 77027

Mailing Address

Phone number

(713) 244-6450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRECEDENT WEALTH FORM ADV 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 535,581,166

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
10/07/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph H. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Harold Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINSCOMB WEALTH, INC.

LINSCOMB WEALTH, INC.

OSAIC WEALTH, INC.

KAVANAUGH SECURITIES, INC.

GENERAL AMERICAN LIFE INSURANCE COMPANY

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

PRECEDENT WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1985

Series 7

Date: 8/15/1981

Series 1

Date: 11/24/1978

Series 24

Date: 8/29/1983

Current Firm

PRECEDENT WEALTH PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRECEDENT WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors