Thomas W. Bodine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Bodine was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1978. Thomas had worked at 5 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2007 - January 19, 2021
3D ASSET MANAGEMENT, INC.
February 27, 2006 - March 9, 2007
SIGNATOR FINANCIAL SERVICES, INC.
January 19, 2005 - March 9, 2007
SIGNATOR FINANCIAL SERVICES, INC.
May 24, 2002 - April 10, 2003
CONSECO EQUITY SALES, INC.
June 18, 1998 - March 5, 2001
VERAVEST INVESTMENTS, INC.
December 1, 1978 - September 24, 1998
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/20/1978
Registered Representative ExaminationCurrent Firm
3D ASSET MANAGEMENT, INC.
CRD#: 139595 / SEC#: 801-68413
Contact information
Red Flags
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