Karen R. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Ruth Mccarthy, who also goes by Karen Luthy Beardsley, Karen Ruth Beardsley, Karen Mccarthy Luthy, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1978. Karen had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2005 - December 9, 2015
PHENOMENOLOGY, LLC DBA MCCARTHY GROUP INTERNATIONAL, LLC
June 21, 2001 - June 3, 2005
MORGAN STANLEY DW INC.
September 8, 2000 - June 3, 2005
MORGAN STANLEY DW INC.
March 6, 1997 - April 6, 1999
UST SECURITIES CORP.
January 16, 1991 - August 28, 1992
BARRINGER RYAN VANCE, INC.
June 24, 1982 - July 29, 1988
KIDDER, PEABODY & CO. INCORPORATED
February 2, 1982 - May 26, 1982
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
December 1, 1978 - January 26, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHENOMENOLOGY, LLC DBA MCCARTHY GROUP INTERNATIONAL, LLC
CRD#: 137670 / SEC#:
Contact information
Red Flags
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