Arthur S. Leider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Steven Leider was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1978. Arthur had worked at 14 firms and has passed the Series 63, Series 15, Series 5, Series 7 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2000 - August 30, 2000
CENTEX SECURITIES, INCORPORATED
February 25, 1997 - April 17, 1998
NATIONAL SECURITIES CORPORATION
August 1, 1995 - February 9, 1996
H.J. MEYERS & CO., INC.
September 1, 1994 - February 14, 1995
J. A. OVERTON & CO., INC.
September 1, 1994 - May 11, 1995
GAINEY FINANCIAL SERVICES, INC.
February 25, 1994 - August 29, 1994
LAM WAGNER, INC.
November 2, 1989 - October 11, 1993
MMAR GROUP, INC.
October 9, 1989 - December 31, 1989
ROBERT THOMAS SECURITIES, INC
June 21, 1989 - July 26, 1989
THOMSON MCKINNON SECURITIES INC.
June 14, 1989 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
February 4, 1987 - June 24, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 17, 1983 - March 6, 1987
PRUDENTIAL EQUITY GROUP, LLC
November 4, 1981 - July 19, 1983
LEHMAN BROTHERS INC.
December 1, 1978 - July 15, 1981
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/1/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 12
Date: 8/21/1981
NYSE Branch Manager ExaminationCurrent Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
