Robert P. Steib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Steib, who also goes by Bob Steib, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2016 - December 31, 2016
LEVEL FOUR FINANCIAL, LLC
January 5, 2016 - December 31, 2016
LEVEL FOUR FINANCIAL, LLC
January 11, 2012 - December 31, 2015
LEVEL FOUR FINANCIAL, LLC
December 21, 2011 - December 31, 2015
LEVEL FOUR FINANCIAL, LLC
January 2, 2009 - December 16, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 1, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 1, 1984 - December 16, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 8, 1980 - July 16, 1984
A. G. EDWARDS & SONS, INC.
December 1, 1978 - October 28, 1981
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/25/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
