Curtis R. Eisele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Richard Eisele, who also goes by Curt R Eisele, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1978. Curtis had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2012 - December 31, 2014
TLG ADVISORS, INC.
May 11, 2012 - December 31, 2014
THE LEADERS GROUP, INC.
November 13, 2009 - June 7, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - June 7, 2010
PNC WEALTH MANAGEMENT LLC
June 23, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
June 23, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
October 10, 2006 - January 30, 2009
CITIZENS SECURITIES, INC.
August 9, 2006 - January 30, 2009
CITIZENS SECURITIES, INC.
February 13, 2003 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
January 27, 1992 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
March 14, 1990 - February 27, 1992
MONY SECURITIES CORPORATION
March 18, 1985 - March 8, 1990
INVEST FINANCIAL CORPORATION
October 3, 1983 - March 6, 1985
KIDDER, PEABODY & CO. INCORPORATED
September 24, 1979 - October 11, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 1979 - November 22, 1979
LEHMAN BROTHERS INC.
December 1, 1978 - July 16, 1979
LOEB PARTNERS
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
