Andre P. Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Philip Chang was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1978. Andre had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2001 - December 19, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
October 2, 1997 - September 28, 2000
AISCO TRADING, INC.
December 11, 1987 - May 3, 2001
AMERICAN INVESTMENT SERVICES, INC.
June 1, 1981 - March 5, 1988
FIRST AFFILIATED SECURITIES, INC.
July 16, 1979 - June 12, 1981
LEHMAN BROTHERS INC.
December 1, 1978 - July 16, 1979
LOEB PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCHER ALEXANDER SECURITIES CORPORATION
CRD#: 41555 / SEC#: , 8-49488
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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