Charles E. Sandmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edwin Fox Sandmel, who also goes by Charles Edwin Sandmel, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1998. Charles had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2015 - July 8, 2016
SHELTON CAPITAL MANAGEMENT
January 28, 2003 - December 31, 2009
AXIOS ADVISORS, LLC
May 23, 2002 - December 31, 2014
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
March 9, 1998 - December 31, 2000
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
SHELTON CAPITAL MANAGEMENT
CRD#: 104720 / SEC#: 801-25205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHELTON CAPITAL MANAGEMENT
CRD#: 104720 / SEC#: 801-25205
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,216 |
| AUM (Assets Under Management) | $ 5,158,388,062 |
Red Flags
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