Patricia A. Prapas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Prapas, who also goes by Patricia Ann Burnham, Patricia Ann Doolan, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1978. Patricia had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1999 - January 9, 2003
OCC DISTRIBUTORS LLC
June 23, 1992 - February 4, 1997
CLEMENTE FUND MANAGEMENT INC
January 31, 1980 - November 14, 1990
UBS FINANCIAL SERVICES INC.
December 1, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OCC DISTRIBUTORS LLC
CRD#: 18541 / SEC#: , 8-36893
Contact information
Documents
Red Flags
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