Donald M. Matter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Moss Matter, who also goes by Pete Matter, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 20 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2016 - March 25, 2019
DONOGHUE FORLINES LLC
February 17, 2015 - April 21, 2015
TLG ADVISORS, INC.
August 9, 2013 - April 4, 2014
PROVASI CAPITAL PARTNERS LP
April 24, 2012 - July 23, 2013
TD AMERITRADE, INC.
April 24, 2012 - July 23, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 24, 2012 - July 23, 2013
TD AMERITRADE, INC.
March 7, 2012 - April 24, 2012
FORESTERS EQUITY SERVICES, INC.
November 18, 2011 - April 24, 2012
FORESTERS EQUITY SERVICES, INC.
April 17, 2009 - March 25, 2010
TAHOMA INVESTMENT ADVISORS, LLC
May 8, 2008 - December 31, 2009
CRESCENT SECURITIES GROUP, INC.
June 10, 2004 - December 31, 2006
EDI FINANCIAL, INC.
October 16, 2003 - March 25, 2010
PORTFOLIO STRATEGIES INC
June 28, 2002 - July 9, 2002
WELLS INVESTMENT SECURITIES,INC.
April 29, 2002 - July 8, 2002
TOWER SQUARE SECURITIES, INC.
April 29, 2002 - July 8, 2002
TOWER SQUARE SECURITIES, INC.
May 22, 2000 - January 28, 2002
CONSECO EQUITY SALES, INC.
September 15, 1999 - April 28, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
January 24, 1997 - November 13, 1998
TRANSAMERICA SECURITIES SALES CORPORATION
October 28, 1994 - December 31, 1996
ESSEX NATIONAL SECURITIES, LLC
April 6, 1994 - July 25, 1994
FORESIDE FUNDS DISTRIBUTORS LLC
May 25, 1993 - December 19, 1993
SEI INVESTMENTS DISTRIBUTION CO.
December 13, 1990 - March 20, 1993
COLONIAL INVESTMENT SERVICES
April 28, 1987 - November 16, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
DONOGHUE FORLINES LLC
CRD#: 285403 / SEC#: 801-108564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DONOGHUE FORLINES LLC
CRD#: 285403 / SEC#: 801-108564
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 389,233,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
